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"椭圆"、"抛物线"和"双曲线"The names "ellipse," "parabola," and "hyperbola"

数学学习拓展 约 15 分钟阅读 中文English

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圆锥曲线(椭圆、抛物线、双曲线)之名由阿波罗尼在《圆锥曲线》中所起,借用了毕达哥拉斯学派"盈不足术"的术语。毕氏弟子将矩形叠合在线段上,按底边短于、等于或长于线段,分别称为"亏"(ellipsis)、"齐"(parabole)、"超"(hyperbole);阿波罗尼将同样关系用于圆锥曲线,并据此建立了三类曲线的解析等价。由于三种圆锥曲线与无穷远直线的不同关系,克莱因 1871 年把罗巴切夫斯基–博莱非欧几何称为双曲几何、黎曼几何称为椭圆几何、欧几里得几何称为抛物几何;同一组形容词也被用于射影几何中的对合,以及椭圆/双曲函数、积分、抛物面等大量数学对象。

中文正文

83° "椭圆"、"抛物线"和"双曲线"

[下面的文字,蒙《数学教师》杂志的允许,引自伊弗斯(Howard Eves)为"历史记述"专栏写的同名文章,1960 年 4 月号,280~281 页。]

在帕加的阿波罗尼之前,希腊人从 3 种旋转锥体(正圆锥)——顶角小于、等于或大于直角——获得了不同的圆锥曲线截面。拿垂直于母线的平面来切割这 3 种锥体,便分别产生椭圆、抛物线和双曲线。不过,双曲线只出现一个分支。而阿波罗尼在他的杰作《圆锥曲线》第一卷里,就以我们现在熟悉的方式,从一个正或斜的双锥面获得了所有圆锥曲线。⁴⁰

"椭圆"、"抛物线"和"双曲线"的名字是阿波罗尼起的,他借用了毕达哥拉斯学派的术语。当年,毕达哥拉斯的弟子们将矩形叠合在线段(也就是把矩形底边放在线段上,底边的一端与线段的一端重合),根据矩形的底边是短于线段、正好与线段重合还是超过线段,分别将那些情形称为"亏"(ellipsis)、"齐"(parabole)和"超"(hyperbole)。现在,我们令 AB 是圆锥曲线的主轴(图 11),P 是曲线上任意的点,Q 是从 P 到 AB 的垂线的垂足。在 A 点(曲线的顶点)作 AB 的垂线,并划分距离 AR 等于我们今天所谓的圆锥曲线的正焦弦(或正焦参数)p(即等于通过曲线焦点并与主轴垂直的弦的长度)。将一边长为 AQ、面积为 (PQ)² 的矩形叠合在 AR。根据叠合的边是短于、等于或大于线段 AR,阿波罗尼称相应的曲线分别为"亏曲线"(ellipse)、"齐曲线"(parabola)和"超曲线"(hyperbola)。

换句话说,假如我们在 x 和 y 轴分别沿 AB 和 AR 的笛卡儿坐标系中考虑圆锥曲线,令 P 点的坐标为 x 和 y,那么,当 y² < px 时,曲线是亏的(椭圆),y² = px 时,曲线是齐的(抛物线),y² > px 时,曲线是超的(双曲线)。实际上,在双曲线和椭圆的情形,

y² = px ∓ px²/d

其中 d 是通过顶点 A 的直径的长。阿波罗尼根据和这些曲线等价的笛卡儿方程导出了曲线的系列几何性质。

我们来看,占据着平面有限部分的封闭曲线的椭圆,与所谓平面的无限远直线没有公共点。另一方面,抛物线与无限远直线相切,有且只有一个公共点;而双曲线与无限远直线相交于两个不同的点。因为三种圆锥曲线与无限远直线的这些关系,形容词"椭圆型的"、"抛物型的"和"双曲型的"也走进了某些数学领域。于是,1871 年,克莱因(Felix Klein)把罗巴切夫斯基(Lobachevsky)和博莱(Bolyai)的非欧几何称为双曲几何,把黎曼几何称为椭圆几何,而把抛物几何的名字留给了欧几里得几何。简单地说,用这三个名词的主要原因是,在罗巴切夫斯基和博莱的非欧几何里,经过一点 P 存在两条不同的直线,平行于不经过 P 点的直线 l;在黎曼的非欧几何里,经过 P 点没有与 l 平行的直线;在欧几里得几何里,经过 P 点只有一条与 l 平行的直线。

因为同样的理由,那三个形容词也出现在射影几何中。在射影几何中,我们特别研究的是由下列形式的对称方程所解析决定的直线到自身的映射:

Axx' + B(x + x') + C = 0

这里 A、B、C 是实常数,x 和 x' 是映射下对应点的坐标。直线的这种到自身的映射叫对合,对合研究中特别有意思的是那些所谓重点,即映射到自身的点。为寻找对合的重点,我们只需要令 x = x',得一个二次方程

Ax² + 2Bx + C = 0

方程的实数解就是对合的重点。二次方程,在 B² − 4AC > 0 时,有两个不同的实数解,在 B² − 4AC = 0 时,只有一个实数解,在 B² − 4AC < 0 时,没有实数解,三种情形相应的对合分别被称为双曲型的、抛物型的和椭圆型的。因此,双曲型的对合有两个重点,抛物型的对合只有一个重点,而椭圆型对合没有重点。

"椭圆型"还出现在下面一些场合:椭圆锥、椭圆柱、椭圆坐标、椭圆函数、椭圆积分、椭圆抛物面、椭圆型偏微分方程、曲面的椭圆点和椭圆型黎曼面。同样,我们也有双曲柱、双曲函数、双曲对数、双曲抛物面、双曲型偏微分方程、曲面的双曲点、双曲螺旋和双曲黎曼面。当然还有抛物柱、抛物绳、曲面的抛物点、抛物螺旋和抛物黎曼面。这些数学名词都可以在数学词典里看到(如 Glenn James 和 R. C. James, eds. Mathematics Dictionary, D. Van Nostrand Co., Inc., 1959)。在大多数情形,词条都清楚说明了采用这些特别形容词的理由。

英文正文

83° The names "ellipse," "parabola," and "hyperbola." [The following is adapted, with permission, from the article, by Howard Eves, of the same title that appeared in the Historically Speaking section of The Mathematics Teacher, April, 1960, pp. 280-281.]

Prior to Apollonius of Perga, the Greeks obtained the conic sections from three types of cones of revolution, according as the vertex angle of the cone was less than, equal to, or greater than a right angle. By cutting each of three such cones by planes perpendicular to a generator of the cone, an ellipse, a parabola, and a hyperbola respectively result. It follows that only one branch of a hyperbola was considered. Apollonius, on the other hand, in Book I of his great treatise Conic Sections, obtains all the conic sections in the now familiar way from one right or oblique double cone.

The names "ellipse," "parabola," and "hyperbola" were supplied by Apollonius, and were borrowed from the early Pythagorean terminology of application of areas. When the Pythagoreans applied a rectangle to a line segment (that is, placed the base of the rectangle along the line segment, with one end of the base coinciding with one end of the segment), they said they had a case of "ellipsis," "parabole," or "hyperbole" according as the base of the applied rectangle fell short of the line segment, exactly coincided with it, or exceeded it. Now let AB (see Figure 11) be the principal axis of a conic, P any point on the conic, and Q the foot of the perpendicular from P on AB. At A, which is a vertex of the conic, draw a perpendicular to AB and mark off on it a distance AR equal to what we now call the latus rectum, or parameter p, of the conic (that is, equal to the length of the chord which passes through a focus of the conic and is perpendicular to the principal axis of the conic). Apply, to segment AR, a rectangle having AQ for one side and an area equal to (PQ)². According as the application falls short of, coincides with, or exceeds the segment AR, Apollonius calls the conic an ellipse, a parabola, or a hyperbola. In other words, if we consider the curve referred to a Cartesian coordinate system having its x and y axes along AB and AR respectively and if we designate the coordinates of P by x and y, then the curve is an ellipse if y² < px, a parabola if y² = px, and a hyperbola if y² > px. Actually, in the cases of the ellipse and hyperbola,

y² = px ∓ px²/d,

where d is the length of the diameter through vertex A. Apollonius derives the bulk of the geometry of the conic sections from the geometrical equivalents of these Cartesian equations.

Now an ellipse, being a closed curve lying in the finite part of the plane, has no points in common with the so-called line at infinity in the plane. The parabola, on the other hand, is tangent to the line at infinity and thus has one and only one point in common with that line, and a hyperbola intersects the line at infinity in two distinct points. Because of these relations of the three types of conics with the line at infinity, the adjectives elliptic, parabolic, and hyperbolic have been employed in certain parts of mathematics. Thus, in 1871, Felix Klein called the non-Euclidean geometry of Lobachevsky and Bolyai hyperbolic geometry, that of Riemann he called elliptic geometry, while the name parabolic geometry was reserved for Euclidean geometry. Simplifying historical origins a little, the reason for applying these three epithets to the three geometries is essentially that in the Lobachevsky–Bolyai non-Euclidean geometry there exist two distinct lines through a point P and parallel to a line l not through P, in the Riemann non-Euclidean geometry there are no lines through P parallel to l, in Euclidean geometry there is one and only one line through P parallel to l.

The three adjectives elliptic, parabolic, and hyperbolic are also encountered in projective geometry, and for a similar reason. In projective geometry one studies, among other things, mappings of a line upon itself defined analytically by a symmetrical equation of the form

Axx' + B(x + x') + C = 0.

Here A, B, C are real constants, and x and x' are the coordinates of corresponding points under the mapping. Such a mapping of a line upon itself is called an involution, and of interest in the study of an involution are those points, called double points, which map into themselves. To find the double points of the above involution one merely sets x' = x, obtaining the quadratic equation

Ax² + 2Bx + C = 0.

The double points of the involution are the real solutions of this quadratic equation. Since the quadratic equation has two distinct real solutions if B² − AC > 0, one and only one real solution if B² − AC = 0, and no real solutions if B² − AC < 0, the involution has come to be called hyperbolic, parabolic, and elliptic in the three cases respectively. Thus a hyperbolic involution has two distinct double points, a parabolic involution has one and only one double point, and an elliptic involution has no double points.

Other uses of the adjective elliptic in mathematics occur in the following connections: elliptic cones and cylinders, elliptic coordinates, elliptic functions, elliptic integrals, elliptic paraboloids, elliptic partial differential equations, elliptic points on a surface, and elliptic Riemann surfaces. Similarly we have hyperbolic cylinders, hyperbolic functions, hyperbolic logarithms, hyperbolic paraboloids, hyperbolic partial

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我们可以从故事中思考什么

  • 为什么阿波罗尼要从毕达哥拉斯学派的"盈不足术"借用名词?这种术语迁移在数学史上是常见的吗?
  • 同一组"亏/齐/超"或"椭圆/抛物/双曲"为何能同时刻画三类圆锥曲线、三种非欧几何与射影对合?
  • 若用现代解析几何重新推导 y² 与 px 的关系,分类标准是否与阿波罗尼的"盈不足术"完全一致?

核心知识点讲解:圆锥曲线

选择理由

故事主线即"圆锥曲线"三类名称的由来、解析等价与几何推广,圆锥曲线本身就是贯穿全文的核心对象。

概念介绍

圆锥曲线是用平面截圆锥面所得到的曲线,按平面与母线的夹角关系分为椭圆(截正圆锥所得的封闭曲线)、抛物线(截面平行于母线)与双曲线(截双锥得到的双支曲线)。阿波罗尼在《圆锥曲线》中给出了统一的"应用(application of areas)"定义,并导出了它们的笛卡儿等价。

具体内容

  • 阿波罗尼定义:令 AB 为主轴,P 为曲线上任一点,QPAB 的垂足,AR 等于正焦弦 p。若边长 AQ、面积 (PQ)² 的矩形与 AR 的关系为"小于/等于/大于",则曲线分别为椭圆、抛物线、双曲线。
  • 解析等价(以 A 为原点、ABARxy 轴):

- 椭圆:y² < px(封闭曲线); - 抛物线:y² = px; - 双曲线:y² > px(双支)。

  • 对更一般的椭圆/双曲线有 y² = px ∓ px²/d,其中 d 为过顶点 A 的直径长。
  • 与无穷远直线的关系:椭圆无公共点,抛物线相切(一点),双曲线交于两点。
  • 同一组形容词被克莱因(1871)借来命名三类非欧几何,在射影对合中也以判别式 B² − AC 的符号分别命名双曲、抛物、椭圆对合。

应用场景

圆锥曲线在天体力学(开普勒行星轨道为椭圆)、光学(抛物面镜反射聚焦)、声学与流体力学(双曲面结构)、通信卫星轨道设计以及射影几何与代数几何中均有广泛应用。

与生活的联系

手电筒、探照灯、汽车前灯的反射面常用抛物面;斜抛物体的轨迹是抛物线;某些双曲面冷却塔、发电厂的烟囱即利用双曲线的力学与几何性质。

主要思想方法与延伸讨论

主要思想方法

  • 术语迁移:把毕达哥拉斯学派"盈不足术"的几何语言平移到圆锥曲线,使"短于/等于/长于"自然对应三类曲线。
  • 解析等价:从纯几何的"应用"出发得到笛卡儿方程,把曲线性质代数化。
  • 分类统一:把同一组形容词(椭圆/抛物/双曲)推广到非欧几何与射影对合,依据都是某对象与"无穷远"或"自身"之间的三种本质关系。

延伸讨论

  • 极坐标方程 ρ = ep/(1 − e cosθ) 中,偏心率 e < 1、e = 1、e > 1 如何对应三类圆锥曲线?和阿波罗尼的"盈不足术"分类是否一致?
  • 二次曲线一般方程 Ax² + Bxy + Cy² + Dx + Ey + F = 0B² − 4AC 取不同符号时的类型与本节对合中的符号条件有何异同?
  • 克莱因的埃尔朗根纲领如何用"变换群下的不变量"统一三种非欧几何与抛物几何?